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The Latest Breaking News from the Securities and Exchange Commission

The Securities and Exchange Commission (SEC) is monitoring Thailand Securities Depository Co (TSD) after the country's central securities depository detected unauthorised access to personal data stored on its TSD Investor Portal.

Bangkok Post

TSD investor data breach cue for SEC action

The Securities and Exchange Commission (SEC) is monitoring Thailand Securities Depository Co (TSD) after the central securities depository detected unauthorised access to personal data stored on its TSD Investor Portal.

Bangkok Post

Criminal complaint filed in share-reporting case

The Securities and Exchange Commission (SEC) has filed a criminal complaint against a heretofore unknown investor for allegedly submitting false disclosure forms claiming ownership and trading of billions of baht worth of shares in six listed companies.

Bangkok Post

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SEC files criminal complaint over Bitkub's alleged concealment of B1.7bn hack

The Securities and Exchange Commission (SEC) has filed a criminal complaint against Bitkub Online Co and two of its former directors, alleging they submitted false information to the regulator to conceal a cyberattack that resulted in the theft of digital assets worth about 1.7 billion baht.

Bangkok Post

SEC mulls change to self-reporting

The Securities and Exchange Commission (SEC) is considering reviewing its shareholder disclosure framework to strengthen investor confidence and avoid a repeat of the recent incorrect self-declared reporting that involved True Corporation.

Bangkok Post

Crypto Bill Fight Moves Back To The Senate As White House Rejects Claims It Is Refusing To Make Nominations For Key Appointments

The White House pushed back Thursday against claims that it has refused to nominate Democratic commissioners to key financial regulators, adding another dispute to the debate over U.S. cryptocurrency rules as the Senate prepares to return from recess.

International Business Times

SEC expands self-reporting probe

The Securities and Exchange Commission (SEC) is widening its investigation into whether false information reports linked to Supaporn Phimpong were intentionally submitted to the electronic reporting system, which is a violation of securities law.

Bangkok Post

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Organisations to amend legal framework for bonds

The Thai Bond Market Association (ThaiBMA) is working with the Securities and Exchange Commission (SEC) to amend the Securities and Exchange Act and bankruptcy law, closing legal loopholes that have allowed some bond issuers to avoid repayments through rehabilitation proceedings.

Bangkok Post

Digital asset reform to be debated at SEC public hearing

The Securities and Exchange Commission (SEC) has launched a public hearing on introducing the Travel Rule for digital assets, a move aimed at improving the traceability of digital asset transactions and bringing the country's regulatory framework into line with international standards.

Bangkok Post

Sam Altman was ‘0%’ excited to be a CEO of a public company—but OpenAI is taking steps to compete in the AI IPO blitz anyway

OpenAI filed preliminary confidential paperwork with the Securities and Exchange Commission, setting the stage for an imminent IPO.

Fortune

SEC Says Advisor Fee Conflicts Are Still Showing Up: 6 Form ADV Lines Investors Should Review

Choosing a financial advisor often feels like hiring a guide for a long road trip. Most investors focus on credentials, experience, and personality, but another factor deserves just as much attention: how that advisor gets paid. The Securities and Exchange Commission recently highlighted ongoing concerns about economic conflicts of interest…

The Free Financial Advisor

SEC formally proposes rescinding Biden-era climate disclosure rule

The Securities and Exchange Commission (SEC) formally proposed rescinding its 2024 climate-risk disclosure rule on May 29, 2026. SEC Chair Paul Atkins directed the proposal, which states that the 2024 rules are "a dramatic overreach of the Commission's statutory authority and, independently, unsound as a matter of policy."

Ballotpedia

Supreme Court upholds broad reading of SEC authority to recoup ill-gotten gains in fraud cases

The Supreme Court has upheld a broad reading of the authority of the Securities and Exchange Commission to recoup ill-gotten gains from people who engage in securities fraud

The Independent UK

SEC to launch targeted crackdown on financial crime

The Securities and Exchange Commission (SEC) is rolling out one of its most significant anti-financial crime initiatives in recent years, aiming to close loopholes that fraudsters, money launderers and cybercriminals could exploit to channel illicit funds through Thailand's capital markets.

Bangkok Post

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The Independent UK

SEC moves to repeal rule that requires companies to report greenhouse gas emissions and climate risk

In the latest action to undo Biden-era regulations on climate change, the Securities and Exchange Commission has proposed repealing a rule that requires some public companies to report their greenhouse gas emissions and the risks they face from global warming

Bangkok Post

Crypto futures, ETFs being prepped for Q3 rollout

The Securities and Exchange Commission (SEC) is on course to launch crypto exchange-traded funds (ETFs) and crypto futures in the third quarter of this year as part of the regulator's efforts to modernise the country's capital markets and attract long-term investment flows.

AAP

If you purchased or acquired Unikoin Gold (UKG) directly from Unikrn, Inc., between June 11, 2017, and November 7, 20217, you may be eligible for a payment from the Unikrn Fair Fund.

COSTA MESA, Calif., May 21, 2026 /PRNewswire/ -- The following statement is being issued by Simpluris, Inc., the SEC-appointed Fund Administrator. UNITED STATES OF AMERICABefore the SECURITIES AND EXCHANGE COMMISSIONIn the Matter of Unikrn, Inc.Administrative Proceeding File No. 3-20003If you purchased or acquired Unikoin Gold (UKG) directly from Unikrn, Inc.,…

Ballotpedia

SEC moves to rescind 2024 climate disclosure rule

The Securities and Exchange Commission (SEC) submitted a proposal to rescind its 2024 climate-risk disclosure rule to the Office of Information and Regulatory Affairs on May 4, 2026. The rule never took effect because litigation paused its implementation shortly after adoption.

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The Economic Times

US authorities moving to end fraud cases against Gautam Adani

US authorities are nearing a resolution for fraud charges against Indian billionaire Gautam Adani. The Justice Department may drop its case soon. The Securities and Exchange Commission is also working to settle its parallel civil fraud case. This development would significantly benefit the Adani Group, clearing the path for international…

inkl

Crypto lessons from 2025 that can help you make better trading decisions in 2026

Navigating a market that’s in a continuous state of development, such as crypto, means there’s always something new to learn. And it just so happens that 2025 was a particularly busy year for the crypto industry, with plenty of interesting events to learn from. Bitcoin reached a new all-time high,…

Kiplinger

We'll Soon Be Able to Buy and Sell Stocks 24/7, but Should We?

The major stock exchanges are pushing toward all-day trading. It could help some investors, but not everyone loves the idea of a market that never sleeps.

Kiplinger

Investing Scams: How to Protect Yourself and Your Money

Investors are prime targets for scammers – and the financial hit if you're impacted can be massive. Here's what to watch for and how to protect yourself.

Benzinga

Short-Selling Hedge Funders Catch A Break From SEC — Again

For the second time in as many years, the Securities and Exchange Commission (SEC) — the agency dedicated to protecting everyday investors — has gifted Wall Street's elite short sellers a lengthy two-year extension.

Benzinga

Home Depot Q3 FY25 Earnings Call Transcript

Home Depot (NASDAQ:HD) reported third-quarter financial results before the market open on Tuesday. The transcript from the company’s earnings call has been provided below. HD shares are sliding on disappointing news. Check the full analysis here. This transcript is brought to you by Benzinga APIs. For real-time access to our entire…

Benzinga

GameStop Stock Is Sliding Friday: What's Going On?

GameStop Corp (NYSE:GME) shares are trading lower Friday morning. The company filed a prospectus with the Securities and Exchange Commission to sell an unspecified amount of various securities in the future. .

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