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The Latest Breaking News from the Securities and Exchange Commission

The Securities and Exchange Commission (SEC) has filed a complaint with the Economic Crime Suppression Division (ECD) and the Anti-Money Laundering Office (Amlo) against 32 individuals for their involvement in the 800-million-baht share manipulation of More Return Plc (MORE).

Bangkok Post

SEC warns of prison time for Stark fraudsters

Members of the management team and others involved in the fraud surrounding Stark Corporation (STARK) could face up to 10 years in prison if found guilty, the Securities and Exchange Commission (SEC) said on Monday, as it tried to restore confidence in the Thai capital market.

Bangkok Post

Bourse, SEC eager to revamp listing criteria

In response to the erosion of confidence in the Thai capital market, the Stock Exchange of Thailand (SET) and the Securities and Exchange Commission (SEC) have agreed to upgrade listing regulations and strengthen supervision to enhance the quality of listed companies.

Bangkok Post

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Arkhom urges tough action for troubled cable manufacturer

Finance Minister Arkhom Termpittayapaisith says if any illegal activities are found in the probe of Stark Corporation shares, responsible agencies must prosecute the offenders.

Bangkok Post

SEC urged to act on Stark

Finance Minister Arkhom Termpittayapaisith has told the Securities and Exchange Commission (SEC) to take action regarding Stark Corporation's negative shareholder equity to protect investors' interests and build confidence.

Bangkok Post

Stark facing stock exchange delisting

Stark Corporation is poised to be delisted from the Stock Exchange of Thailand (SET) due to its negative shareholders' equity, while the Securities and Exchange Commission (SEC) is vowing to take legal action against those involved in preparing the company's faulty financial statements.

Bangkok Post

Binance to quit the Netherlands and faces investigation in France

Crypto exchange confirms failure to obtain Dutch licence and French inquiry as problems mount in US too

The Guardian - UK

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Stark asks for more time for special audit report

Stark Corporation has asked the Securities and Exchange Commission (SEC) to delay the deadline for the submission of its special audit report by another 30 days from Friday, but indicated it is prepared to file its 2022 financial statement on July 16, as required by the regulator.

Bangkok Post

Brazil embraces crypto, names its central bank as regulator

The new rules go into effect June 20.

Fortune

Binance.US, SEC not far apart on deal avoiding full asset freeze

Binance.US and the Securities and Exchange Commission agreed to work on a deal that avoids a total asset freeze at the cryptocurrency trading platform, which the regulator has accused of operating illegally.

Tribune News Service

SEC issues facts on bond investment

As Stark Corporation is projected to potentially default on the payment of bonds worth nearly 9.2 billion baht, the Securities and Exchange Commission (SEC) has released guidelines for investors to track damages.

Bangkok Post

The Power of Shareholder Proposals

A look at what shareholder proposals are and the power they can have on a company.

Kiplinger

US government legal firm Casepoint investigating data breach

ALPHV apparently managed to steal terabytes of sensitive data, including some belonging to the US government.

TechRadar

SEC strips Asia Wealth of securities business licence

The Finance Ministry has revoked a securities business licence of Asia Wealth Securities (AWS), as proposed by the Securities and Exchange Commission (SEC) for misuse of client funds without permission.

Bangkok Post

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The Independent UK

Trump Media files $3.78bn defamation lawsuit against Washington Post over Truth Social reporting

Trump’s latest defamation lawsuit comes after his investment in struggling Truth Social platform saw his net wealth fall by $700m in the past year

Bangkok Post

SET slaps warning on Stark shares

The Stock Exchange of Thailand (SET) plans to assign the "C" (caution) sign to shares of Stark Corporation today after the Securities and Exchange Commission (SEC) ordered the company to clarify its financial data within seven days.

Bangkok Post

Regulator sets out rules for ICO portals

The Securities and Exchange Commission (SEC) has issued regulations governing digital token offering service providers (ICO portals), prohibiting them from acting as an ICO portal for digital token issuers that have conflicts of interest.

Chicago Sun-Times

Bally’s proposes selling casino stake to some city residents

The company said it is discussing terms of the offer, intended to help it meet requirements for ownership by racial minorities, with the Securities and Exchange Commission.

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Bangkok Post

TCRB eyes stock exchange listing in 2023

Thai Credit Retail Bank (TCRB) has submitted filings to the Securities and Exchange Commission for an initial public offering (IPO) on the Stock Exchange of Thailand by the end of this year.

Bangkok Post

SEC prepares digital bond offerings valued at B6.7bn

The Securities and Exchange Commission (SEC) has approved the first lot of digital bond offerings worth 6.7 billion baht.

The Independent UK

Lawmakers call on SEC to asses Shein supply chain before IPO

A group of lawmakers are asking the Securities and Exchange Commission to stop an initial public offering by the fast fashion retailer Shein until it verifies it does not user forced labor from China's predominantly Muslim Uyghur population

Bangkok Post

SEC board authorised to name acting secretary-general

The board of the Securities and Exchange Commission (SEC) is permitted to name an acting secretary-general if the current government fails to endorse an SEC chief by the end of the month, according to Finance Minister Arkhom Termpittayapaisith.

Bangkok Post

Zipmex seeks to discuss fines with SEC

Zipmex, the embattled cryptocurrency exchange, has arranged to discuss fines of nearly 11 million baht imposed on the company and its chief executive by the Securities and Exchange Commission (SEC), saying talks with potential new investors are ongoing.

Bangkok Post

Standards come to the fore

The Securities and Exchange Commission (SEC) is aiming to create internationally consistent standards for Islamic mutual funds in order to increase options for investors and expand the Muslim investor base.

Fortune

House committee chair blasts SEC’s Gensler on defining Ether: ‘You won’t answer my question, and you’re the head of that agency’

The chair of the House Financial Services Committee and the chair of the SEC still do not agree on Ether—or how that lack of agreement affects markets.

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