The Latest Breaking News from Financial Advisor

Your Advisor Turns Up in SEC Records — What That Filing Does Not Promise Before You Wire Money

An advisor appearing in SEC records can make a financial pitch look much more official. But an SEC filing does not automatically mean the SEC registered, approved, endorsed, or investigated that person or firm.

The Free Financial Advisor · 11h ago

Your Financial Advisor Promises a Guaranteed Return — That Should Trigger These 5 Questions

A financial advisor who promises a guaranteed return has just handed a cautious investor a very useful reason to slow down. The word “guaranteed” sounds reassuring, but it leaves out the details that determine whether the promise has real financial backing.

The Free Financial Advisor · Sep 25

3 Signs Your Wellness Habits Are Making You Financially Sick, According to a Financial Advisor

Your wellness routine could be doing wonders for your health. But is it doing the same for your finances?

Marie Claire · Sep 3

Revenue Sharing Is Great for Financial Pros — For You, Not So Much. How Can You Avoid This Sneaky Sales Incentive?

Revenue sharing means some financial professionals are rewarded for steering you toward certain products. It's big business, but here's the solution.

Kiplinger · Jul 16

7 Wrap Fee Questions Investors Should Ask Before Hiring an Advisor

Hiring a financial advisor often feels like a huge step toward financial confidence, but the fee structure deserves just as much attention as the investment strategy. Wrap fees sound wonderfully simple because they bundle several services into one annual charge, yet that convenience can hide important details that affect long-term…

The Free Financial Advisor · Jul 8

How to Find a Financial Advisor You Can Trust: A 2026 Step-by-Step Guide

Money decisions can shape everything from retirement plans to college savings and even everyday peace of mind. A great financial advisor can help create a roadmap for those goals, but finding someone trustworthy requires more than a quick online search. The financial world contains talented professionals, but it also includes…

The Free Financial Advisor · Jun 28

Vet Any Financial Advisor in 10 Minutes With These Two Free Government Tools

Money decisions can shape decades of financial progress, which makes choosing a financial advisor one of the most important decisions many people will ever make. A polished website, professional headshot, and confident sales pitch may look impressive, but appearances rarely tell the full story. Before handing over retirement savings, investment…

The Free Financial Advisor · Jun 28

Fiduciary or Salesperson? The One Question That Reveals Who Your Advisor Really Works For

Millions of Americans rely on financial professionals to help manage retirement savings, investments, and long-term financial plans. Yet many consumers don’t realize that the title “financial advisor” isn’t legally defined the same way across the industry, and not every advisor is required to put a client’s interests first at all…

The Free Financial Advisor · Jun 26

9 Questions Investors Should Ask Before Moving Assets to a New Advisor

Switching financial advisors can feel a bit like changing doctors, mechanics, or even hairstylists. The decision affects important parts of life, and making a move without asking the right questions can lead to costly surprises down the road. A polished sales pitch and a friendly personality may create a positive…

The Free Financial Advisor · Jun 20

SEC Says Advisor Fee Conflicts Are Still Showing Up: 6 Form ADV Lines Investors Should Review

Choosing a financial advisor often feels like hiring a guide for a long road trip. Most investors focus on credentials, experience, and personality, but another factor deserves just as much attention: how that advisor gets paid. The Securities and Exchange Commission recently highlighted ongoing concerns about economic conflicts of interest…

The Free Financial Advisor · Jun 17