The Latest Breaking News from Securities and Exchange Commission

Editorial: SEC asks whether to require companies to state their climate change risks

The Securities and Exchange Commission is weighing whether to require public companies to disclose climate change vulnerabilities that might affect their future stock performance. Debate is raging about whether companies should be trusted to carry out this due-diligence exercise at their own discretion or whether they should be forced to.…

St. Louis Post-Dispatch · Mar 28, 2022

SEC seeks to enhance capital market

The Securities and Exchange Commission (SEC) has been assigned to focus on capital market development in five areas during 2022-2027, says Finance Minister Arkhom Termpittayapaisith.

Bangkok Post · Mar 25, 2022

SEC climate rule avoids full mandate on supply chain emissions

The Securities and Exchange Commission’s proposed rule to require disclosure by corporations on climate-related financial risk creates a gray area for how suppliers and other third parties address their own emissions and may limit its benefit for the environment, according to advocates and corporate attorneys.

Tribune News Service · Mar 24, 2022

SEC eyes regulations for trading of utility tokens

The Securities and Exchange Commission (SEC) is looking to govern the issuance, listing and trading of ready-to-use utility tokens on local digital asset exchanges, with an emphasis on information transparency, to enhance protection for investors.

Bangkok Post · Mar 21, 2022

New rules for companies on climate risks proposed by SEC

Companies would be required to disclose the greenhouse gas emissions they produce and how climate risk affects their business, under new rules proposed by the Securities and Exchange Commission as part of a drive across the government to address climate change

The Independent UK · Mar 21, 2022

SEC tightens custodial rules for digital assets

The Securities and Exchange Commission (SEC) has imposed tighter rules on the custody of clients' assets in digital asset businesses to protect investors against misappropriation of assets as well as fraud.

Bangkok Post · Mar 2, 2022

Debt crowdfunding solution to aid SMEs

Investree, a fintech firm, aims to help small and medium-sized enterprises (SMEs) raise more than 1 billion baht through debt crowdfunding this year after receiving a licence for a crowdfunding platform from the Securities and Exchange Commission (SEC).

Bangkok Post · Feb 23, 2022

SEC Denies Elon Musk's Accusation of Harassment, Files Letter With Court

The Securities and Exchange Commission (SEC) has pushed back on Tesla Inc (NASDAQ: TSLA) CEO Elon Musk’s allegations of harassment. 

Benzinga · Feb 19, 2022

Crypto ad ban shakes up operators

Digital exchange operators say they agree with some of the Securities and Exchange Commission's (SEC) proposals to tighten regulations on cryptocurrency advertising, but will need further clarification as criteria for some issues are confusing.

Bangkok Post · Feb 15, 2022

Biogen's Aduhelm Approval, Marketing Comes Under FTC, SEC Probes

The Federal Trade Commission (FTC) and the Securities and Exchange Commission (SEC) have launched two separate investigations into Biogen Inc (NASDAQ: BIIB) and its Alzheimer's med, Aduhelm (aducanumab).

Benzinga · Feb 4, 2022