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The Latest Breaking News from Securities and Exchange Commission

The Checks and Balances Letter, June 2022: Fifth Circuit finds constitutional flaws in SEC enforcement

The Checks and Balances Letter delivers news and information from Ballotpedia’s Administrative State Project, including pivotal actions at the federal and state levels related to the separation of powers, due process, and the rule of law.

Ballotpedia

The Crypto Crash: all Ponzi schemes topple eventually

We’re back to the wild west finances of the 1920s as the crypto industry pours huge money into political campaigns

The Guardian - US

Companies weigh in on proposed SEC climate disclosure rule

The Securities and Exchange Commission is moving closer to a final rule that would dramatically change what public companies reveal about the risks posed by climate change to their operations

The Independent UK

From analysis to the latest developments in health,
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Huobi Thai partner shuts platform after losing license

Huobi Thailand Co, a cryptocurrency platform, will halt its operations after the regulator revoked its license.

Bangkok Post

Economy and Society: Passive fund ownership of US stocks overtakes active—for first time

Economy and Society is Ballotpedia’s weekly review of the developments in corporate activism; corporate political engagement; and the Environmental, Social, and Corporate Governance (ESG) trends and events that characterize the growing intersection between business and politics.

Ballotpedia

SEC’s new crypto enforcers are coming for DeFi, lawyers say

WASHINGTON — The Securities and Exchange Commission’s decision to beef up its cryptocurrency enforcement staff could signal new worries for digital asset exchanges and others in the industry, as the agency broadens its view of whether some cryptocurrencies are securities.

Tribune News Service

What To Watch In GameStop Stock After SEC Chair Signals End To Payment For Order Flow

GameStop Corporation (NYSE: GME) was sliding over 6% lower on Thursday, the day after Securities and Exchange Commission Chairman Gary Gensler said at the Piper Sandler Global Exchange and Fintech Conference that his staff was considering

Benzinga

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SEC Chair Gensler Says Crypto Exchanges 'Operating Outside Of The Law': What You Need To Know

Securities and Exchange Commission Chair Gary Gensler spoke at the Piper Sandler Global Exchange and Fintech Conference on Wednesday. One of the topics Gensler discussed in the Q&A session was cryptocurrency regulation.

Benzinga

SEC Chair Gensler Proposes 'Open And Transparent Auctions' As Alternative To Controversial Payment For Order Flow

Securities and Exchange Commission Chairman Gary Gensler has outlined some major changes to U.S. stock trading rules the SEC is considering to protect retail stock traders.

Benzinga

SEC Closes In on Rules That Could Shift Stock Market

The Securities and Exchange Commission is preparing to propose major changes to the stock market’s plumbing as soon as this fall. Chairman Gary Gensler directed SEC staff last year to explore ways to make the stock market more efficient for small investors and public companies.

Bangkok Post

Can the SEC stand up to the richest man on the planet?

The world's richest man, who has run afoul of regulators before, is in their sights again as he tries to buy Twitter. It's raising questions about the SEC's ability to police the rich and powerful.

WEKU

McDonald's To Deploy Third Party Firm To Evaluate Diversity Initiatives: WSJ

McDonald's Corp (NYSE:MCD) is planning to deploy a third party to evaluate its effort on diversity, equity, and inclusion, the Wall Street Journal reported. In a Securities and Exchange Commission (SEC) filing, the company said about 274 million shares of the company's common stock were voted in favor of the third-party civil…

Benzinga

SEC sets out stricter rules for token ICOs

The Securities and Exchange Commission (SEC) proposes tightening regulations on initial coin offerings (ICO) for ready-to-use utility tokens by requiring an ICO portal to file for approval with the regulator for the issuance and listing of such tokens in both primary and secondary markets.

Bangkok Post

Economy and Society: SEC proposes additional disclosure rules for ESG Funds

Ballotpedia

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The Independent UK

Twitter shareholders sue Musk, say he 'deflated' stock price

Twitter shareholders have filed a lawsuit against billionaire Elon Musk, accusing him of unlawfully sowing doubt about his bid to buy Twitter

Reason

Court Won't Let CDC End Migrant Expulsion Order Just Yet

Plus: Book bans come for Barnes & Noble, a blow to SEC enforcement power, and more...

Benzinga

SEC Working On Pending Rules On Misleading ESG Investment Claims: FT

Securities and Exchange Commission is preparing rules to specify disclosures to be made by investment funds with terms such as environmental, social, and governance (ESG), sustainable, or low-carbon in their names.

Bangkok Post

Investment firms in the crosshairs

The Capital Market Supervisory Board (CMSB) under the Securities and Exchange Commission (SEC) has resolved to disallow securities-issuing companies or "investment companies" from offering new securities to the public to protect investors' interests.

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Reason

Bad Day in Court for the Administrative State

Fifth Circuit panel finds several constitutional problems with the Securities and Exchange Commission

Ballotpedia

Checks and Balances: Tennessee lawmakers end judicial deference

The Philadelphia Inquirer

Pennsylvania pension fund may sue its consultant for botching profits figure

Pennsylvania's beleaguered pension fund for educators has hired yet another outside law firm — this time to consider suing the consulting firm that admitted botching a key profits calculation in an error that has triggered an ongoing FBI investigation.

Benzinga

SEC Is Already Investigating Terra's Stablecoin UST: Report

The Securities and Exchange Commission (SEC) is already investigating this week’s events concerning Terra (CRYPTO: LUNA) and TerraUSD (CRYPTO: UST), according to a report from

Ballotpedia

Economy and Society: ESG Task Force issues first enforcement action

Bangkok Post

Bitkub hit with fines for breaking SEC coin listing rules

The Securities and Exchange Commission's (SEC) Criminal Fining Committee has imposed fines on Bitkub Online (BO) and five members of its digital asset selection committee for non-compliance with the SEC's digital asset listing rules.

Tribune News Service

Legal debate over SEC’s authority clouds climate rule proposal

WASHINGTON — Republican lawmakers and scholars are ratcheting up their arguments that the Securities and Exchange Commission lacks the statutory authority to require public companies to disclose climate-related financial risks.

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