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The Latest Breaking News from SEC

Crypto Exchange Gemini Subsidiary Becomes US Registered Broker-Dealer

Gemini Galactic — a subsidiary of major U.S. cryptocurrency exchange Gemini — has received approval for a membership in the Financial Industry Regulatory Authority (FINRA) — enabling the platform to operate as a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC).

Benzinga

Georgia returns the top-2 receivers in the SEC, per PFF

PFF tabs 2 Georgia receivers as top in SEC...

USA Today Sports Media Group

Digital assets banned for payment

Regulators plan to prohibit the use of digital assets to pay for goods and services because it could create a risk for financial stability and the economy.

Bangkok Post

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SEC’s Peirce says agency guidance on nonfungible tokens needed

The growth of so-called nonfungible tokens has at least one Securities and Exchange Commission member thinking the agency needs to release guidance on the digital assets this year.

Tribune News Service

Tesla Files Countersuit Against JPMorgan's $162 Million Lawsuit

JPMorgan sued Tesla due to Musk's infamous "$420. Funding secured." tweet. Now, Tesla has filed a countersuit saying the investment bank acted in bad faith.

InsideEVs

SEC's Peirce says agency guidance on nonfungible tokens needed

An SEC commissioner says the agency should consider giving guidance on nonfungible tokens to clarify its thinking.

Roll Call

JPMorgan Closes Uniswap Founder's Bank Account; Described As A 'Shadow De-Banking Of Crypto'

A few months ago, the US Securities and Exchange Commission (SEC) began investigating the operations of Uniswap (CRYPTO: UNI), the world’s largest decentralized exchange.

Benzinga

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Mississippi women get first AP women’s poll ranking in 15 years

Kentucky is out of the Top 25 for the first time since Nov. 19, 2018. The Wildcats had been ranked for 65 consecutive weeks which was the eighth-longest active run.

Chicago Sun-Times

Trulieve Files Resale Registration With SEC For Subordinate Voting Shares Of 2021 Acquisitions

Trulieve Cannabis Corp. (CSE: TRUL) (OTCQX: TCNNF) is undertaking a resale of its subordinate voting shares issued as consideration for previously announced 2021 acquisitions.

Benzinga

SEC Basketball Means More Than It Ever Has

Auburn’s win over Kentucky on Saturday showed that the conference is much more than its football teams.

Sports Illustrated

College Football Rankings 1 To 130: 2021 Season Formula. Who Had The Best Years?

College Football Season Rankings. How did all 130 teams stack up - and who had the most fun - according to the CFN Season Ranking Formula?

USA Today Sports Media Group

Matt Calkins: Speculation has started, but it doesn't make sense for Seahawks and Russell Wilson to split

SEATTLE — If you're surprised by snow in Greenland, or a national football champ from the SEC, or screaming teens at a Bieber concert, then this probably caught you off guard.

Tribune News Service

The Fight Over the Future of College Sports Is Here: 'It Needs to Implode'

Division I, much like the NCAA as a whole, is utterly fractured. A drastic change to the system may be coming.

Sports Illustrated

Congress considers banning its members from buying, selling stock following Burr scandal

WASHINGTON — Lawmakers have renewed their interest in the past week in banning members of Congress from buying and selling stock.

McClatchy Washington Bureau

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StockNews.com

Is Pinduoduo a Good Chinese Commerce Stock to Buy for 2022?

The shares of Chinese e-commerce platform operator Pinduoduo (PDD) have slumped in price over the past year due to China’s regulatory crackdown, which has fostered investor pessimism. Although the stock has been gaining momentum lately, a new rule by the SEC could lead to the company’s delisting from NASDAQ. So,…

The Hindu

Panel recommends regular market approval for Covishield and Covaxin

The Subject Expert Committee (SEC) of the Central Drugs Standard Control Organisation (CDSCO) has recommended granting regular market approval to COVID-19 vaccines, Covishield and Covaxin, in the adul

Benzinga

New Beijing Signals Reinforce China's Intent to Reopen U.S. IPO Pipeline

Key Takeaways: China Securities Regulatory Commission Chairman Yi Huiman says his agency is aiming to quickly implement new rules government overseas listings by Chinese firms New U.S. IPO application by cold rolled steel maker Hongli continues nascent resumption of Chinese listings in New York By Doug Young

Benzinga

Fire & Flower Marijuana Retailer Prepares For NASDAQ Listing, Files 40-F With SEC

Marijuana retailer Fire & Flower Holdings Corp. (TSX: FAF) (OTCQX: FFLWF) announced the filing of its Form 40-F Registration Statement with the US Securities and Exchange Commission (SEC) in preparation for the company to list its shares on the Nasdaq Stock Marke

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Glasgow Live

The man who created Glasgow's Kelvingrove Park and laid foundations for SEC and Hydro

The entrepreneurial and philanthropic efforts of 19th century Glasgow businessman James Scott have helped shape the city as we know it today. Without him, we would not have Kelvingrove Park - or even the SEC or Hydro.

Ballotpedia

Economy and Society: Shareholder group study argues ESG fund labels misleading

Economy and Society is Ballotpedia’s weekly review of the developments in corporate activism; corporate political engagement; and the Environmental, Social, and Corporate Governance (ESG) trends and events that characterize the growing intersection between business and politics.

Ballotpedia

Checks and Balances: Courts weigh in on vaccine mandates

The Checks and Balances Letter delivers news and information from Ballotpedia’s Administrative State Project, including pivotal actions at the federal and state levels related to the separation of powers, due process and the rule of law.

Benzinga

EXCLUSIVE: LEX Offers A New Approach To Real Estate Investing With A $250 Entry Price

New York City-based LEX Markets Corp. recently introduced a new platform for investors in commercial real estate by making available equity shares of individual commercial real estate assets. Investors would be able to trade these shares, without fees or required holding periods, on LEX’s fully-licensed securities platform.

Kiplinger

5 Best Fidelity Mutual Funds to Buy Now

No matter your investing style, the best Fidelity mutual funds offer solid active management at relatively low cost.

Benzinga

This Day In Market History: Largest Securities Fraud Bust In US History

Each day, Benzinga takes a look back at a notable market-related moment that occurred on this date. What Happened? On this day in 2000, members of all five New York City Mafia crime families were indicted for allegedly participating in a securities fraud scheme.

Kiplinger

Vanguard Money Market Funds: What You Need to Know

Vanguard money market funds are useful asset storage tools. Here's what you need to know about the firm's six offerings.

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