The Latest Breaking News from Finra

The approval comes amid calls from the crypto industry for regulatory clarity from the Gensler-led SEC.

Multiple employees were fired by Wells Fargo for utilizing mouse jigglers to fake that they were at work.

Morgan Stanley, a leading financial services firm, has been fined by US regulator FINRA for violations related to municipal securities, highlighting the im...

Just because a financial adviser has credentials after their name doesn’t mean they meet the same rigorous standards as others do. How to figure out who you can trust.

From today's decision by Judge Jia Cobb in Seltzer v. Financial Industry Regulatory Authority: Plaintiff Susan Seltzer participated in an arbitration proceeding before the Financial Industry Regulatory Authority (FINRA). The arbitration concluded with a written award that was published online. Seltzer alleges that the award defamed her by incorrectly describing…

While this is a very stressful time, it’s also an opportunity to reassess values, visions and dreams and get plans in place for the future.

Gen Z has developed its own unique investing behaviors that reflect its status as the first truly "digital native" generation.

The 'philanthropic squeeze' hits when consumers face higher costs and lower investment returns. Consider these three ways to maintain charitable giving.

It's been a year since a #MeToo inspired law made it easier for workers to sue employers for sexual harassment. But Gretchen Carlson says the work is far from done.