The Latest Breaking News from Finra

The Snake Bite Effect: How Fear Can Cost Investors Dearly

Does market volatility make you feel like running scared? That could be a costly mistake. Here's why ... and what to do instead.

Kiplinger · Jun 2, 2025

I'm a Wealth Manager: This Is How to Reduce One of the Biggest Risks to Your Retirement

If the stock market dips when you retire, your portfolio may not have time to recover. But having a structured income plan for your retirement years can help.

Kiplinger · Jun 1, 2025

Ditch the Fear: A Guide to Embracing Retirement Preparedness

Don't be scared about running out of money, be prepared. This financial professional explains how you can help take control of three critical retirement risk factors with a little planning.

Kiplinger · Jun 1, 2025

Sorry, But AI Alone Doesn't Cut It for Financial Planning

Artificial intelligence has its place in retirement planning — but only as a tool. It falls short in several key areas that require a human touch.

Kiplinger · May 29, 2025

Five Divorce Settlement Blind Spots: An Expert's Guide to What You Can't Afford to Miss

Even the best lawyers can miss tax and other financial considerations when drafting complex divorce settlements, so specialist advice is vital from the outset.

Kiplinger · May 29, 2025

Preparing for the Worst: Retirement During a Recession

If you're close to retirement and today's economic uncertainty has your stomach in knots, follow my parents' example. They made it through, and so can you.

Kiplinger · May 28, 2025

Is a Robo-Adviser Right for You? The Pros and Cons

For many folks, robo advice can likely be fine. It's inexpensive and easy ... but also a little one-size-fits-all. More complex financial situations may need a human touch.

Kiplinger · May 28, 2025

Unifying communications supervision across channels

Learn more about the benefits of a 'Single Pane of Glass' approach to communications compliance.

TechRadar · May 28, 2025

Scam Alert: Bioelectronic Medicine Is Both Promising and Ripe for Fraud

My reader needed help dealing with a scam that cost her $2,000 for vagus nerve stimulators, but legit VNS actually offers hope for the treatment of many diseases.

Kiplinger · May 27, 2025

Advisers: Master the Fed Funds Rate, Help Clients Master Retirement

Understanding the Federal Reserve's key tool can help financial professionals guide clients through economic shifts and opportunities.

Kiplinger · May 27, 2025