
While your financial advisor may have some clout, it’s probably not at the level where she could be seen walking the red carpet in an iconic dress once worn by Marilyn Monroe. However, that doesn’t mean she has nothing in common with Kim Kardashian.
As it turns out, Kardashian–and every other celebrity out there–is subject to Securities and Exchange Commission (SEC) rules just like your advisor. The SEC is coming for anyone they believe is not operating in consumers’ best interests– they don’t care who you are.