Watchdog sues ASX Ltd for 'misleading' upgrade claims Share market operator ASX made misleading statements when it said a platform upgrade was "on track" and "progressing well", the corporate regulator alleges. AAP · Aug 13, 2024
ANZ is embroiled in allegations it manipulated government bond sales – what exactly does that mean? ANZ is being investigated by the Australian Securities and Investments Commission (ASIC) amid serious allegations the bank manipulated markets when it facilitated a A$14 billion sale of government bonds in April last year. The Conversation · Jul 24, 2024
ASIC has comprehensively failed and its role should be split in two, according to long-awaited report Australia’s corporate watchdog, the Australian Securities and Investments Commission (ASIC), should be broken up and replaced by new and more responsive regulatory agencies, a damning report has found. The Conversation · Jul 3, 2024
Melissa Caddick mystery shows we need more research of a rare kind – marine forensics The disappearance of 49-year-old Melissa Caddick in November 2020 captured Australia’s attention. At the time, Caddick was being investigated by the Australian Securities and Investments Commission for alleged financial misconduct, with dozens of people defrauded for millions of dollars. The Conversation · Jun 14, 2024
Four charts that prove the huge financial pressure many Australian households are under From people spending less to increasing inequality and money worries even among the affluent, data shows widespread pain The Guardian - AU · Jun 6, 2024
Auditor failed to meet ethical standards obligation: watchdog ASIC also accepted the undertaking from his accounting firm. The Canberra Times · May 29, 2024
ASX pays $1m fine over market transparency breaches The Australian Securities Exchange has paid a $1.05 million penalty to the Australian Securities and Investments Commission over a system error. AAP · Mar 7, 2024
Former crypto director banned from leaving Australia after Blockchain Global collapsed owing $58m Liang ‘Allan’ Guo has been deemed a flight risk and ordered to hand over any passports in his possession The Guardian - AU · Feb 28, 2024
Youpla directors pursued by Asic over collapsed funeral fund that hurt Aboriginal families Corporate regulator launches court action alleging former directors oversaw structure that left members vulnerable The Guardian - AU · Aug 31, 2023
Former Continental Coal director sentenced over breach The Australian Securities and Investments Commission says that Ashley Paul D'Sylva will be released immediately upon entering into a recognisance release order. AAP · May 23, 2023