The Latest Breaking News from CSRC

Allianz Seeks Bigger Foothold in China’s $3.9 Trillion Mutual Fund Market

The German financial giant has applied with the CSRC to set up a wholly owned fund manager

Caixin Global · Mar 29, 2023

Opinion: Why Did China Revamp Its Overseas IPO Rules?

The new framework’s main concerns include national security and Chinese stocks’ reputation

Caixin Global · Mar 9, 2023

China Plans to Create Vast New Financial Regulator

The new body will absorb the CBIRC and oversee all parts of the financial industry other than securities, State Council proposal says

Caixin Global · Mar 7, 2023

Former CSRC Accounting Head Expelled From Communist Party

Wang Zongcheng found to have accepted bribes from supervision targets in exchange for securities regulatory information

Caixin Global · Feb 3, 2023

CSRC Suspends Huajin Securities’ Bond Underwriting for Three Months

Action follows special inspection this year of eight large securities firms’ investment banking businesses that found flaws in internal controls and security mechanisms

Caixin Global · Nov 25, 2022

UP Fintech Flexes Global Expansion Muscle With NYSE Membership

Key Takeaways: UP Fintech’s TradeUP Securities unit has become a member of the New York Stock Exchange, giving its customers direct access to the bourse to enable faster trades at lower costs

Benzinga · Sep 23, 2022

Exclusive-China sends regulators to Hong Kong to assist U.S. audit inspection -sources

Beijing has sent a team of regulatory officials to Hong Kong to assist the U.S. audit watchdog with onsite audit inspections involving Chinese companies, four people familiar with the matter said, as part of a landmark deal between the two countries.

Reuters · Sep 22, 2022

China, U.S. Stock Regulators Hope New Agreement Will Succeed Where Others Haven't

Key Takeaways:

Benzinga · Aug 29, 2022

Shanghai Influencer Charged for Operating Bogus Online ETF Trading Platform

The accused, identified only as Xu, allegedly lured investors to make trades totaling $4.5 million, often resulting in heavy losses

Caixin Global · Jul 2, 2022

Former Sanya Party Chief Sentenced to Death

Tong Daochi is convicted of insider trading and taking $43 million of bribes and is also sentenced to a fine and confiscation of all personal property

Caixin Global · Jun 2, 2022