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USAFacts
USAFacts
National

What is the Securities and Exchange Commission and what does it do?

SEC Securities and Exchange Commission United States CFPB Economy

The Securities and Exchange Commission (or SEC) is the US government agency that oversees the trading of stocks and bonds and other investment products known as securities to maintain fair markets and prevent fraudulent dealing. The agency is responsible for identifying and investigating criminal activity in the securities industry.

What is a security?

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