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Roll Call
Roll Call
Mark Schoeff Jr.

Arkansas duo goes to bat for small investment brokers

French Hill Tom Cotton Ark. Arkansas House Financial Services PCAOB

House Financial Services Chairman French Hill, R-Ark., often calls for easing regulatory burdens on community banks. Now he and a home-state Senate colleague are turning their attention to small investment brokers handling clients’ trades and dealers trading on their own behalf.

Hill and Sen. Tom Cotton, R-Ark., have drafted legislation that would relieve small, privately held broker-dealers from tough audit requirements dating back to the 2002 Sarbanes-Oxley Act, enacted in the wake of the Enron and WorldCom accounting scandals.

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