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Benzinga
Benzinga
Akanksha Bakshi

SEC To Investigate Conflicts Of Interest Arising From Payments To Intermediaries: FT

SEC ETF

The U.S. Securities and Exchange Commission's enforcement division has launched an investigation into ETF revenue-sharing practices, questioning fund groups about payments made to brokers and other financial intermediaries, reported Financial Times.

According to terms of a letter shared with BoardIQ, a sister publication of the Financial Times, the SEC wants data related to "any compensation paid by an adviser or an ETF to a financial intermediary based on assets held by the financial intermediary."

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