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Morgan Stanley Targeted for Shanghai Compliance Inspection

Shanghai BNP Paribas

What’s new: China’s securities regulator picked Morgan Stanley Securities (China) Co. Ltd. and Changjiang Finance Services Co. Ltd. for random on-site inspections of company governance and business compliance.

The Shanghai branch of the China Securities Regulatory Commission (CSRC) will examine the companies’ top executives, personnel management and compliance with anti-money laundering and investor suitability rules, according to the regulator.

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Wallace very gingerly climbed out of his destroyed No. 23 Toyota, but thankfully walked away under his own power

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One subscription that gives you access to news from hundreds of sites

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